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Last Resort
I
The New Wyoming State Board of Professional Engineers performs regulatory
functions (e.g., licensing of engineers) for the state. Members of the
Board are appointed by the state governor. Most of the Board members
are also members of the New Wyoming Society of Professional Engineers
(NWSPE), a voluntary umbrella organization of professional engineers
in New Wyoming. Membership in NWSPE is controlled by its own board and
is not subject to approval by the State Board.
NWSPE holds annual meetings at pleasant resort area in New Wyoming.
This year the NWSPE meeting will begin the day after one of the State
Board meetings. Since they share many common concerns about the engineering
profession, the Executive Committee of NWSPE has recently expressed
a strong interest in improving communication between NWSPE and the State
Board. Ordinarily the State Board meets in the State Capitol Building.
Because the NWSPE annual meeting and the State Board meeting will occur
so close together--and most of the Board members will be attending the
NWSPE meeting anyway--the NWSPE Executive Committee extends an invitation
to the State Board to hold its meeting at the resort area. The Board
is invited to stay on for the NWSPE meeting, and an NWSPE session is
planned for the Board to conduct a roundtable discussion of State Board
activities and concerns. NWSPE offers to pay the travel and lodging
expenses of State Board members.
Should the State Board accept the invitation?
II
Suppose the State Board accepts the invitation, agreeing that this
would be a good opportunity to improve communication with NWSPE. Several
days later Brian Simpson begins to have second thoughts. A new appointee
to the Board, and the only Board member who does not belong to NWSPE,
Brian wonders if the Board has set itself up for a conflict of interest
situation. Although he knows of no instances in which the Board has
directly ruled on any NWSPE activities, it occurs to him that NWSPE
and its members come within the purview of the Board's regulatory functions.
Finally, Brian writes to Harold Brock, Chair of the State Board:
Dear Mr. Brock:
I have some serious reservations regarding our acceptance of
the hospitality offered by NWSPE to hold our August meeting at the
Lakeshore Resort. While I agree about the desirability for communication
between the Board and NWSPE, it is inappropriate for us as a regulatory
body to accept anything of substantial value from the organization
representing those whose profession we regulate. Acceptance of hospitality
in the form of lodging and meals creates the appearance of a conflict
of interest. Therefore, it is my intention to pay any expenses not
otherwise covered by the State of New Wyoming.
Sincerely,
Brian Simpson, P.E.
Before sending the letter, Brian shows it to you. He discusses his
concerns with you and asks your advice about the letter. What is your
advice to Brian?
III
Suppose Brian sends the letter as is. When Harold Brock receives the
letter, he must decide what to do next. Should Harold:
1) Share the letter with other Board members, inviting each to decide
for himself or herself whether to follow Brian's example.
2) Call a special Board meeting to discuss the matter.
3) Decide, on behalf of the Board, to withdraw acceptance of the
hospitality.
4) Other.
Discuss your choice.
IV
Suppose Harold sends the letter to the other Board members, inviting
them to decide for themselves whether to follow Brian's example. One
other member, Ellen Price, agrees with Brian and indicates that she,
too, will pay her own expenses. None of the others, including Harold
Brock, think the issue raised by Brian warrants refusal of the hospitality.
Should Brian and Ellen do anything further, or should they simply quietly
continue their rejection of the offer of hospitality?
V
Suppose Brian and Ellen do not press the issue further but continue
to insist that they will pay their own expenses. While the annual NWSPE
meeting is taking place, a resort area reporter learns (not through
Brian or Ellen) that NWSPE is hosting the state board. Like Brian and
Ellen, the reporter thinks this might create a conflict of interest.
She attempts to interview members of the board about how they see the
situation. She approaches Brian and Ellen. What should they say?
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© 1997 National Society of Professional
Engineers
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