READING

Herbert Croly, The Promise of American Life (1909)

Herbert Croly’s influential book The Promise of American Life (1909) examines the key problems facing the nation during the Progressive Era and celebrates the effort to extend the power of government. Croly argued that Theodore Roosevelt exemplified the best approach to extending government power. Croly was a journalist and a good friend of Roosevelt. He edited the progressive journal The New Republic, providing a forum for articles on reform ideas in the early–20th century.

Section 1

Section 2

Section 3

Section 4

Section 5

Section 6

Section 1

Sensible and patriotic Americans have not, of course, tamely and ignobly submitted to the obvious evils of their political and economic condition. There was, indeed, a season when the average good American refused to take these evils seriously. He was possessed by the idea that American life was a stream, which purified itself in the running, and that reformers and critics were merely men who prevented the stream from running free. He looked upon the first spasmodic and ineffective protests with something like contempt. Reformers he appraised as busybodies, who were protesting against the conditions of success in business and politics. He nicknamed them “mugwumps” and continued to vote the regular tickets of his party. There succeeded to this phase of contemptuous dislike a few years, in which he was somewhat bewildered by the increasing evidences of corruption in American politics and lawlessness in American business methods, and during which he occasionally supported some favorite among the several reforming movements. Then a habit of criticism and reform increased with the sense that the evils were both more flagrant and more stubborn than he imagined, until at the present time average well-intentioned Americans are likely to be reformers of one kind or another, while the more intelligent and disinterested of them are pretty sure to vote a “reform” ticket. To stand for a programme of reform has become one of the recognized roads to popularity.

It is in a sense a misnomer to write of “Reform” as a single thing. Reform is, as a matter of fact, all sorts of things. The name has been applied to a number of separate political agitations, which have been started by different people at different times in different parts of the country, and these separate movements have secured very different kinds of support, and have run very different courses. Tariff reform, for instance, was an early and popular agitation whose peculiarity has consisted in securing the support of one of the two national parties, but which in spite of that support has so far made little substantial progress. Civil service reform, on the other hand, was the first agitation looking in the direction of political purification. The early reformers believed that the eradication of the spoils system would deal a deadly blow at political corruption and professional politics. But although they have been fairly successful in establishing the “merit” system in the various public offices, the results of the reform have not equaled the promises of its advocates. While it is still an important part of the programme of reform from the point of view of many reformers, it has recently been over-shadowed by other issues. It does not provoke either as much interest as it did or as much opposition. Municipal reform has, of course, almost as many centers of agitation as there are centers of corruption — that is, large municipalities in the United States. It began as a series of local non-partisan movements for the enforcement of the laws, the dispossession of the “rascals,” and the businesslike, efficient administration of municipal affairs; but the reformers discovered in many cases that municipal corruption could not be eradicated without the reform of state politics, and without some drastic purging of the local public service corporations. They have consequently in many cases enlarged the area of their agitation; but in so doing they have become divided among themselves, and their agitation has usually lost its non-partisan character. Finally the agitation against the trusts has developed a confused hodge-podge of harmless and deadly, overlapping and mutually exclusive, remedies, which are the cause of endless disagreements. Of course they are all for the People and against the Octopus, but beyond this precise and comprehensive statement of the issue, the reformers have endlessly different views about the nature of the disease and the severity of the necessary remedy

The different “star” reformers are sufficiently united upon their statement of fundamental principles. They all of them agree to conceive of reform as at bottom a moral protest and awakening, which seeks to enforce the violated laws and to restore the American political and economic system to its pristine purity and vigor. From their point of view certain abuses have become unwholesomely conspicuous, because the average American citizen has been a little lethargic, and allowed a few of his more energetic and unscrupulous fellow-citizens to exploit for selfish purposes the opportunities of American business and politics. The function of reform, consequently, is to deprive these parasites of their peculiar opportunities. Few reformers anticipate now that this task will be easily or quickly accomplished. They are coming to realize that the abuses are firmly intrenched, and a prolonged siege as well as constant assaults are necessary for final success. Some reformers are even tending to the opinion that a tradition of reform and succession of reformers will be demanded for the vigilant protection of the American political and economic system against abuse. But the point is the agreement among practical reformers that reform means at bottom no more than moral and political purification. It may, indeed, bring with it the necessity of a certain amount of reorganization; but such reorganization will aim merely at the improvement of the existing political and economic machinery. Present and future reformers must cleanse, oil, and patch a piece of economic and political machinery, which in all essentials is inadequate to its purpose. The millionaire and the trust have appropriated too many of the economic opportunities formerly enjoyed by the people. The corrupt politician has usurped too much of the power which should be exercised by the people. Reform must restore to the people the opportunities and power of which they have been deprived.

An agitation of this kind, deriving as it does its principles and purposes from the very source of American democracy, would seem to deserve the support of all good Americans; and such support was in the beginning expected. Reformers have always tended to believe that their agitation ought to be and essentially was non-partisan. They considered it inconceivable either that patriotic American citizens should hesitate about restoring the purity and vigor of American institutions, or such an object should not appeal to every disinterested man, irrespective of party. It was a fight between the law and its violators, between the Faithful and the Heretic, between the Good and the Wicked. In such a fight there was, of course, only one side to take. It was not to be doubted that the honest men, who constitute, of course, an enormous majority of the “plain people,” would rally to the banners of reform. The rascals would be turned out; the people would regain their economic opportunities and political rights; and the American democracy would pursue undefiled its triumphant career of legalized prosperity.

These hopes have never been realized. Reform has rarely been non-partisan — except in the minds of its more innocent advocates. Now and then an agitation for municipal reform in a particular city will suffer a spasm of non-partisanship; but the reformers soon develop such lively differences among themselves that they separate into special groups or else resume their regular party ties. Their common conception of reforms as fundamentally a moral awakening, which seeks to restore the American political and economic system to its early purity and vigor, does not help them to unity of action or to unity in the framing of a remedial policy. Different reformers really mean something very different by the traditional system, from which American practice has departed and which they propose to restore. Some of them mean thereby a condition of spiritual excellence, which will be restored by a sort of politico-moral revivalism and which will somehow make the results of divine and popular election coincide. Others mean nothing more than the rigid enforcement of existing laws. Still others mean a new legal expression of the traditional democratic principle, framed to meet the new political and social conditions; but the reformers who agree upon this last conception of reform disagree radically as to what the new legal expression should be. The traditional system, which they seek to restore, assumes almost as many shapes as there are leading reformers; and as the reforming movement develops, the disagreements among the reformers become more instead of less definite and acute.

The inability of the reformers to cooperate in action or to agree as to the application of their principles is in part merely a natural result of their essential work. Reformers are primarily protestants; and protestants are naturally insubordinate. They have been protesting against the established order in American business and politics. Their protest implies a certain degree of moral and intellectual independence, which makes them dislike to surrender or subordinate their own personal opinions and manner of action. Such independence is a new and refreshing thing, which has suddenly made American politics much more interesting and significant than it has been at any time since the Civil War. It has a high value wholly apart from its immediate political results. It means that the American people are beginning a new phase of their political experience, — a phase in which there will be room for a much freer play of individual ability and character. Inevitably the sudden realization by certain exceptional politicians that they have a right to be individuals, and that they can take a strong line of their own in politics without being disqualified for practical political association with their fellow-countrymen — such a new light could hardly break without tempting the performers to overplay the part. The fact that they have over-played their parts, and have wasted time and energy over meaningless and unnecessary disagreements is not in itself a matter of much importance. The great majority of them are disinterested and patriotic men, who will not allow in the long run either personal ambition or political crotchets to prevent them from cooperating for the good of the cause.

Unfortunately, however, neither public spirit nor patriotism will be sufficient to bring them effectively together — any more than genuine excellence of intention and real public spirit enabled patriotic Americans to cooperate upon a remedial policy during the years immediately preceding the Civil War. The plain fact is that the traditional American political system, which so many good reformers wish to restore by some sort of reforming revivalism, is just as much responsible for the existing political and economic abuses as the Constitution was responsible for the evils of slavery. As long, consequently, as reform is considered to be a species of higher conservatism, the existing abuses can no more be frankly faced and fully understood than the Whig leaders were able to face and understand the full meaning and consequences of any attempt on the part of a democracy to keep house with slavery. The first condition of a better understanding and a more efficient cooperation among the reforming leaders is a better understanding of the meaning of reform and the function of reformers. They will never be united on the basis of allegiance to the traditional American political creed, because that creed itself is overflowing with inconsistencies and ambiguities, which afford a footing for almost every extreme of radicalism and conservatism; and in case they persist in the attempt to reform political and economic abuses merely by a restoration of earlier condition and methods, they will be compromising much that is good in the present economic and political organization without recovering that which was good in the past.

Section 2

The prevailing preconception of the reformers, that the existing evils and abuses have been due chiefly to the energy and lack of scruple with which the business men and politicians have taken advantage of the good but easy-going American, and that a general increase of moral energy, assisted by some minor legal changes, will restore the balance, — such a conception of the situation is less than half true. No doubt, the “plain people” of the United States have been morally indifferent, and have allowed unscrupulous special interests to usurp too much power; but that is far from being the whole story. The unscrupulous energy of the “Boss” or the “tainted” millionaire is vitally related to the moral indifference of the “plain people.” Both of them have been encouraged to believe by the nature of our traditional ideas and institutions that a man could be patriotic without being either public-spirited or disinterested. The democratic state has been conceived as a piece of political machinery, which existed for the purpose of securing certain individual rights and opportunities — the expectation being that the greatest individual happiness would be thereby promoted, and one which harmonized with the public interest. Consequently when the “Boss” and the “tainted” millionaire took advantage of this situation to secure for themselves an unusually large amount of political and economic power, they were putting into practice an idea which traditionally had been entirely respectable, and which during the pioneer period had not worked badly. On the other hand, when the mass of American voters failed to detect the danger of such usurpation until it had gone altogether too far, they, too, were not without warrant for their lethargy and callousness. They, too, in a smaller way had considered the American political and economic system chiefly as a system framed for their individual benefit, and it did not seem sportsmanlike to turn and rend their more successful competitors, until they were told that the “trusts” and the “Bosses” were violating the sacred principle of equal rights. Thus the abuses of which we are complaining are not weeds which have been allowed to spring up from neglect, and which can be eradicated by a man with a hoe. They are cultivated plants, which, if not precisely specified in the plan of the American political and economic garden, have at least been encouraged by traditional methods of cultivation.

The fact that this dangerous usurpation of power has been accomplished partly by illegal methods has blinded many reformers to two considerations, which have a vital relation to both the theory and the practice of reform. Violation of the law was itself partly the result of conflicting and unwise state legislation, and for this reason did not seem very heinous either to its perpetrators or to public opinion. But even if the law had not been violated, similar results would have followed. Under the traditional American system, with the freedom permitted to the individual, with the restriction placed on the central authority, and with its assumption of a substantial identity between the individual and the public interest — under such a system unusually energetic and unscrupulous men were bound to seize a kind and an amount of political and economic power which was not entirely wholesome. They had a license to do so; and if they had failed to take advantage thereof, their failure would have been an indication, not of disinterestedness or moral impeccability, but of sheer weakness and inefficiency.

How utterly confusing it is, consequently, to consider reform as equivalent merely to the restoration of the American democracy to a former condition of purity and excellence! Our earlier political and economic condition was not at its best a fit subject for any great amount of complacency. It cannot be restored, even if we would; and the public interest has nothing to gain by its restoration. The usurption of power by “trusts” and “Bosses” is more than anything else an expression of a desirable individual initiative and organizing ability — which have been allowed to become dangerous and partly corrupt, because of the incoherence and the lack of purpose and responsibility in the traditional American political and economic system. A “purification” might well destroy the good with the evil; and even if it were successful in eradicating certain abuses, would only prepare the way for the outbreak in another form of the tendency towards individual aggrandizement and social classification. No amount of moral energy, directed merely towards the enforcement of the laws, can possibly avail to accomplish any genuine or lasting reform. It is the laws themselves which are partly at fault, and still more at fault is the group of ideas and traditional practices behind the laws.

Reformers have failed for the most part to reach a correct diagnosis of existing political and economic abuses, because they are almost as much the victim of perverted, confused, and routine habits of political thought as is the ordinary politician. They have eschewed the tradition of partisan conformity in reference to controverted political questions, but they have not eschewed a still more insidious tradition of conformity — the tradition that a patriotic American citizen must not in his political thinking go beyond the formulas consecrated in the sacred American writings. They adhere to the stupefying rule that the good Fathers of the Republic relieved their children from the necessity of vigorous, independent, or consistent thinking in political matters, — that it is the duty of their loyal children to repeat the sacred words and then await a miraculous consummation of individual and social prosperity. Accordingly, all the leading reformers begin by piously reiterating certain phrases about equal rights for all and special privileges for none, and of government of the people, by the people, and for the people. Having in this way proved their fundamental political orthodoxy, they proceed to interpret the phrases according to their personal, class, local, and partisan preconceptions and interests. They have never stopped to inquire whether the principle of equal rights in its actual embodiment in American institutional and political practice has not been partly responsible for some of the existing abuses, whether it is either a safe or sufficient platform for a reforming movement, and whether its continued proclamation as the fundamental political principle of a democracy will help or hinder the higher democratic consummation. Their unquestioning orthodoxy in this respect has made them faithless both to their own personal interest as reformers and to the cause of reform. Reform exclusively as a moral protest and awakening is condemned to sterility. Reformers exclusively as moral protestants and purifiers are condemned to misdirected effort, to an illiberal puritanism, and to personal self-stultification. Reform must necessarily mean an intellectual as well as a moral challenge; and its higher purposes will never be accomplished unless it is accompanied by a masterful and jubilant intellectual awakening....

Section 3

The reformers have come partly to realize that the Jeffersonian policy of drift must be abandoned. They no longer expect the American ship of state by virtue of its own righteous framework to sail away to a safe harbor in the Promised Land. They understand that there must be a vigorous and conscious assertion of the public as opposed to private and special interests, and that the American people must to a greater extent than they have in the past subordinate the latter to the former. They behave as if the American ship of state will hereafter require careful steering; and a turn or two at the wheel has given them some idea of the course they must set. On the other hand, even the best of them have not learned the name of its ultimate destination, the full difficulties of the navigation, or the stern discipline which may eventually be imposed upon the ship’s crew. They do not realize, that is, how thoroughly Jeffersonian individualism must be abandoned for the benefit of a genuinely individual and social consummation; and they do not realize how dangerous and fallacious a chart their cherished principle of equal rights may well become. In reviving the practice of vigorous national action for the achievement of a national purpose, the better reformers have, if they only knew it, been looking in the direction of a much more trustworthy and serviceable political principle. The assumption of such a responsibility implies the rejection of a large part of the Jeffersonian creed, and a renewed attempt to establish in its place the popularity of its Hamiltonian rival. On the other hand, it involves no less surely the transformation of Hamiltonianism into a thoroughly democratic political principle. None of these inferences have, however, as yet been generally drawn, and no leading reformer has sought to give reform its necessary foundation of positive political principle.

Only a very innocent person will expect reformers to be convinced of such a novel notion of reform by mere assertion, no matter how emphatic, or by argument, no matter how conclusive. But if, as I have said, reform actually implies a criticism of traditional American ideas, and a more responsible and more positive conception of democracy, these implications will necessarily be revealed in the future history of the reforming agitation. The reformers who understand will be assisted by the logic of events, whereas those who cannot and will not understand will be thwarted by the logic of events. Gradually (it maybe anticipated) reformers, who dare to criticise and who are not afraid to reconstruct will be sharply distinguished from reformers who believe reform to be a species of higher conservatism. The latter will be forced where they belong into the ranks of the supporters and beneficiaries of the existing system; and the party of genuine reform will be strengthened by their departure. On the other hand, the sincere and thorough-going reformers can hardly avoid a division into two divergent groups. One of these groups will stick faithfully to the principle of equal rights and to the spirit of the true Jeffersonian faith. It will seek still further to undermine the representative character of American institutions, to deprive official leadership of any genuine responsibility, and to cultivate individualism at the expense of individual and national integrity. The second group, on the other hand, may learn from experience that the principle of equal rights is a dangerous weapon in the hands of factious and merely revolutionary agitators, and even that such a principle is only a partial and poverty-stricken statement of the purpose of a democratic polity. The logic of its purposes will compel it to favor the principle of responsible representative government, and it will seek to forge institutions which will endow responsible political government with renewed life. Above all, it may discover that the attempt to unite the Hamiltonian principle of national political responsibility and efficiency with a frank democratic purpose will give a new meaning to the Hamiltonian system of political ideas and a new power to democracy.

Section 4

It may be affirmed, consequently, without paradox, that among those branches of the American national organization which are greatly in need of nationalizing is the central government. Almost every member of the American political body has been at one time or another or in one way or another perverted to the service of special interests. The state governments and the municipal administrations have sinned more in this respect than the central government; but the central government itself has been a grave sinner....

Section 5

The national advance of the American democracy does demand an increasing amount of centralized action and responsibility. In what respect and for what purposes an increased Federal power and responsibility is desirable will be considered in a subsequent chapter. In this connection it is sufficient to insist that a more scrupulous attention to existing Federal responsibilities, and the increase of their number and scope, is the natural consequence of the increasing concentration of American industrial, political, and social life. American government demands more rather than less centralization merely and precisely because of the growing centralization of American activity. The state governments, either individually or by any practicable methods of cooperation, are not competent to deal effectively in the national interest and spirit with the grave problems created by the aggrandizement of corporate and individual wealth and the increasing classification of the American people. They have, no doubt, an essential part to play in the attempted solution of these problems; and there are certain aspects of the whole situation which the American nation, because of its Federal organization, can deal with much more effectually than can a rigidly centralized democracy like France. But the amount of responsibility in respect to fundamental national problems, which, in law almost as much as in practice, is left to the states, exceeds the responsibility which the state governments are capable of efficiently redeeming. They are attempting (or neglecting) a task which they cannot be expected to perform with any efficiency.

The fact that the states fail properly to perform certain essential functions such as maintaining order or administering justice, is no sufficient reason for depriving them thereof. Functions which should be bestowed upon the central government are not those which the states happen to perform badly. They are those which the states, even with the best will in the world, cannot be expected to perform satisfactorily; and among these functions the regulation of commerce, the organization of labor, and the increasing control over property in the public interest are assuredly to be included. The best friends of local government in this country are those who seek to have its activity confined with the limits of possible efficiency, because only in case its activity is so confined can the states continue to remain an essential part of a really efficient and well-coordinated national organization.

Proposals to increase the powers of the central government are, however, rarely treated on their merits. They are opposed by the majority of American politicians and newspapers as an unqualified evil. Any attempt to prove that the existing distribution of responsibility is necessarily fruitful of economic and political abuses, and that an increase of centralized power offers the only chance of eradicating these abuses is treated as irrelevant. It is not a question of the expediency of a specific proposal, because from the traditional point of view any change in the direction of increased centralization would be a violation of American democracy. Centralization is merely a necessary evil which has been carried as far as it should, and which cannot be carried any farther without undermining the foundations of the American system. Thus the familiar theory of many excellent American democrats is rather that of a contradictory than a constructive relation between the democratic and the national ideals. The process of nationalization is perverted by them into a matter merely of centralization, but the question of the fundamental relation between nationality and democracy is raised by their attitude, because the reasons they advance against increasingly centralized authority would, if they should continue to prevail, definitely and absolutely forbid a gradually improving coordination between American political organization and American national economic needs or moral and intellectual ideals. The conception of democracy out of which the supposed contradiction between the democratic and national ideals issues is the great enemy of the American national advance, and is for that reason the great enemy of the real interests of democracy.

To be sure, any increase in centralized power and responsibility, expedient or inexpedient, is injurious to certain aspects of traditional American democracy. But the fault in that case lies with the democratic tradition; and the erroneous and misleading tradition must yield before the march of a constructive national democracy. The national advance will always be impeded by these misleading and erroneous ideas, and, what is more, it always should be impeded by them, because at bottom ideas of this kind are merely an expression of the fact that the average American individual is morally and intellectually inadequate to a serious and consistent conception of his responsibilities as a democrat. An American national democracy must always prove its right to a further advance, not only by the development of a policy and method adequate for the particular occasion, but by its ability to overcome the inevitable opposition of selfish interests and erroneous ideas. The logic of its position makes it the aggressor, just as the logic of its opponents’ position ties them to a negative and protesting or merely insubordinate part. If the latter should prevail, their victory would become tantamount to national dissolution, either by putrefaction, by revolution, or by both.

Section 6

Men, or associations of men, who possess legal or customary rights inimical to the public welfare, always defend those rights as the essential part of a political system, which, if it is overthrown, will prove destructive to public prosperity and security. On no other ground can they find a plausible public excuse for their opposition. The French royal authority and aristocratic privileges were defended on these grounds in 1789, and as the event proved, with some show of reason. In the same way the partial legislative control of nationalized corporations now exercised by the state governments, is defended, not on the ground that is has been well exercised, not even plausibly on the ground that it can be well exercised. It is defended almost exclusively on the ground that any increase in the authority of the Federal government is dangerous to the American people. But the Federal government belongs to the American people even more completely than do the state governments, because a general current of public opinion can act much more effectively on the single Federal authority than it can upon the many separate state authorities. Popular interests have nothing to fear from a measure of Federal centralization, which bestows on the Federal government powers necessary to the fulfillment of its legitimate responsibilities; and the American people cannot in the long run be deceived by pleas which bear the evidence of such a selfish origin and have such dubious historical associations. The rights and the powers both of states and individuals must be competent to serve their purposes efficiently in an economical and coherent national organization, or else they must be superseded. A prejudice against centralization is as pernicious, provided centralization is necessary, as a prejudice in its favor. All rights under the law are functions in a democratic political organism and must be justified by their actual or presumable functional adequacy.

The ideal of a constructive relation between American nationality and America democracy is in truth equivalent to a new Declaration of Independence. It affirms that the American people are free to organize their political, economic, and social life in the service of a comprehensive, a lofty, and far-reaching democratic purpose. At the present time there is a strong, almost a dominant, tendency to regard the existing Constitution with superstitious awe, and to shrink with horror from modifying it even in the smallest detail; and it is this superstitious fear of changing the most trivial parts of the fundamental legal fabric which brings to pass the great bondage of the American spirit. If such an abject worship of legal precedent for its own sake should continue, the American idea will have to be fitted to the rigid and narrow lines of a few legal formulas; and the ruler of the American spirit, like the ruler of the Jewish spirit of old, will become the lawyer. But it will not continue, in case Americans can be brought to understand and believe that the American national political organization should be constructively related to their democratic purpose. Such an ideal reveals at once the real opportunity and the real responsibility of the American democracy. It declares that the democracy has a machinery in a nationalized organization, and a practical guide in the national interest, which are adequate to the realization of the democratic ideal; and it declares also that in the long run just in so far as Americans timidly or superstitiously refuse to accept their national opportunity and responsibility, they will not deserve the names either of freemen or of loyal democrats. There comes a time in the history of every nation, when its independence of spirit vanishes, unless it emancipates itself in some measure from its traditional illusions; and that time is fast approaching for the American people. They must either seize the chance of a better future, or else become a nation, which is satisfied in spirit merely to repeat indefinitely the monotonous measures of its own past.

From: Croly, Herbert. The Promise of American Life. New York, Macmillan Co., 1909.